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Tom advises on complex financial services regulatory matters and insurance disputes.

He has a wealth of experience in the field of financial services regulation from his time working in the FCA’s Enforcement Division.

Tom has used this experience to provide valuable insight to his clients about their engagement with the FCA and the application of its rules. This includes advising on a range of issues related to financial services regulation including firm authorisations, changes in control, appointed representative arrangements, reviews of complaints, conduct investigations and issues related to the regulatory perimeter.

In addition to his work on financial services regulation, Tom has a track record of success in dealing with professional indemnity insurance disputes for our insured clients. Recently Tom successfully defended a claim made against a sporting regulatory body brought by a former member and achieved a favourable costs award.

Tom has widened his experience by undertaking secondments at the Government Legal Department and more recently at a global insurance carrier that is seeking to establish an offering in the UK.